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Reflexives In Wh-clauses: Definiteness Vs. Referentiality

 Catherine Walther
  
 

Abstract:

The results of six pilot experiments will be shown to support a definiteness-based account of the which N/who contrast over a referentiality-based analysis.

Traditionally, the contrast between which N and who (e.g. relative acceptability in long-distance extraction) is related to the referential status of the wh-phrase and the syntactic properties of the associated empty category (Binding and pro for referential which N, Government and wh-trace for non-referential who, cf. Cinque 1990, Rizzi 1990). Previous experimental data within this framework show for instance that who but not which N triggers the construction of a syntactic chain (causing an initial subject interpretation preference for who in Italian at least, cf. DeVincenzi 1991), or that Government but not Binding relations are preserved in agrammatic comprehension (Hickok and Avrutin 1995).

The referentiality-based analysis, focussing on structural aspects of wh-clauses, predicts which N constructions containing a reflexive pronoun to be globally more complex than corresponding who constructions. While who involves essentially structural operations (construction of a chain, structural conditions on wh-traces and reflexives), which N involves hybrid operations (Binding, identification of pro, creation of a set of relevant entities in the discourse representation, etc).

A definiteness-based account that does not concentrate on structural factors makes opposite predictions. Regardless of the complexity of other syntactic and interpretive operations that are performed anyway, definite which N involves the creation in the discourse representation of a finite set of relevant entities (which can undergo global indexing), while who requires an open representation (under the current working hypothesis, a potentially infinite list with separately indexed members).

Sentences like (1)-(2), in which Mary and Lucy are potential parasitic antecedents for pro, not for wh-trace, were compared in six experiments (using self-paced reading, sentence matching, and speeded grammaticality judgement tasks).

(1) Mary wonders which man, according to Lucy, killed himself last week.

(2) Mary Baker wonders who, according to Lucy, killed himself last week.

If referentiality and structural processes are the key, (1) should be significantly harder than (2) (more complex operations to identify the referent for the reflexive). The definiteness account makes opposite predictions, supported by the converging results of the six experiments: (2) elicits longer reading times, no facilitation for reflexive interpretation, slower response times, and higher error rates. The contrast holds across number and gender marking, which precludes explanations based on lexical features and supports the hypothesis that who unpacks as "what persons," not "which persons" (Heim 1987).

Cinque, G. (1990). Types of A'-Dependencies. MIT Press, Cambridge, MA.

DeVincenzi, M. (1991). Syntactic Parsing Strategies in Italian. Kluwer Academic Publishers, Dordrecht.

Heim, I. (1987). "Where does the definiteness restriction apply? Evidence from the definiteness of variables." In E. Reuland and A.G.B ter Meulen (eds.) The Representation of (In)Definiteness. MIT Press, Cambridge, MA.

Hickok, G. and S. Avrutin. (1995). "Representation, referentiality, and processing in agrammatic comprehension: Two case studies." Brain and Language 50.1, 10-26.

Rizzi, L. (1990). Relativized Minimality. MIT Press, Cambridge, MA.

 
 


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