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Parsing the wh-construction in English: Complementizer-trace effect and its theoretical implications

 Ming-Wei Lee
  
 

Abstract:
Most generative grammarians (but see Sobin, 1987) assume that English grammar is subject to the complementizer-trace (c-t) constraint, which states that the dependency across a complementizer (e.g., that) between a wh-filler and a gap in subject position is ungrammatical (see (1)). Yet it has repeatedly been observed that native speakers' judgments on violations of the c-t constraint are not as clear-cut as on those ofother movement constraints (cf. Bley-Vroman et al., 1988).

(1) *Who did you say that __ kissed Mary?

This study started as an attempt to use the logic of the filled-gap effect (Stowe, 1986) to probe further English speakers' knowledge of the c-t constraint and to test the role of the c-t constraint in sentence processing. It assumes the gap-filling metaphor of the processing of the wh-construction. 24 subjects read 28 sentences like those in (2) in the self-paced word-by-word reading paradigm.

(2a) The tabloids do not report what flowers the proud mother announced that the prince had bought __ for her daughter.
(2b) The tabloids do not report whether the proud mother announced that the prince had bought roses for her daughter.
(2c) The tabloids do not report what flowers the proud mother announced the prince had bought __ for her daughter.
(2d) The tabloids do not report whether the proud mother announced the prince had bought roses for her daughter.

The (original) reasoning of the experiment is as follows: In (2a) and (2c), the parser should start searching for a gap after reading `what flowers'. If it expects a subject gap after `announced' (having noted the implausibility of the wh-NP as the object of the verb), a filled-gap effect should be found at `the prince' in (2c) relative to (2d). (The wh-NP/verb combinations used in the experiment were adapted from Garnsey et al. (1997); they each involved an implausible wh-NP and a verb that does not prefer a direct object to a sentential complement.) If the parser does not follow the c-t constraint, a similar filled-gap effect ought to be found at `the prince' in (2a) relative to (2b); but if the parser is sensitive to the constraint, `that' should halt the expectation of a subject gap and hence prevent a filled-gap effect in (2a) and (2b). The following reading times for `the prince' (in msecs. per word) were found: (2a) 361; (2b) 360; (2c) 399; (2d) 362. This significant interaction, however, cannot straightforwardly be taken as evidence for the parser's sensitivity to the c-t constraint because, unexpectedly, reading time data for the rest of the sentence offer conflicting information about the validity of the interpretation of the filled-gap effect in (2c) and (2d) as the parser's expectation of a subject gap rather than an object gap: for, lack of filled-gap effect on `that' (and the use of implausible wh-NP/verb combinations); against, non-significantly longer reading time for `had bought' in (2c) than in (2a).

The lack of a filled-gap effect in (2a) and (2b) suggests that the parser's often zealous gap-finding routine is unlikely to be the source of native speakers' variable judgments of c-t violations. It remains to be seen whether the null effect is due to knowledge of the c-t constraint per se or is another manifestation of the related observation that the parser does not expect a subject gap right next to a wh-filler (cf. Gibson et al., 1994).

 
 


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