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ERPs to Grammatical and Ungrammatical Subject/Object Asymmetries in German Wh-Questions

 Robert Kluender and Thomas Muente
  
 

Abstract:
The language ERP literature has witnessed much debate in recent years over the existence and interpretation of left anterior negativity (LAN). One view is that LAN is associated with (morpho)syntactic ill-formedness, the other that it is associated with verbal working memory. We present evidence that both interpretations are correct: our German-language materials elicited separate LAN effects of both types.

We compared grammatical subject and object wh-questions into complement clauses without complementizers ("Wer/Wen meinst du soll...?"), and ungrammatical subject wh-questions into complement clauses with complementizers (i.e. that-trace violations: "Wer meinst du dass...?"). Object questions elicited sustained left anterior negative potentials relative to grammatical subject questions at two points in across-sentence averages: at the subject gap position (the auxiliary 'soll') and after the earliest possible object gap location in the embedded clause. A time slice of this sustained negativity also appeared in single-word averages at the auxiliary 'soll'. This is consistent with previous findings associating LAN with the greater working memory load of filler-gap configurations in object wh-questions and relative clauses, and equating LAN effects seen in single-word and across-sentence averages.

Ungrammatical subject questions (that-trace violations) elicited no such reliable across-sentence effects relative to grammatical subject questions in the first half of the sentence. They nevertheless elicited a LAN effect in single-word comparisons of the complementizer `dass' and the auxiliary 'soll'. This is consistent with previous findings associating LAN with the detection of (morpho)syntactic violations. This LAN was followed by a late positivity to the next two words, and a sustained right posterior negative potential during the second half of the sentence.

We thus believe we have dissociated two separate LAN effects, one local, (morpho)syntactic, and unrelated to slow potentials, and the other a global slow negative potential seen in both across-sentence and single-word averages in the context of increased working memory load.

Likewise, we suggest that it is time to ascertain whether sustained right posterior negative potentials following grammatical violations can be equated with or dissociated from the N400 effects seen in single-word averages, an issue that has remained largely unresolved in the literature.

Finally, while the ERPs to that-trace violations in our data (local LAN followed by local late positivity) were consistent with a two-stage parsing model, we argue for alternative interpretations of these same effects. In particular, we question the validity of equating effects of late positivity with a second stage of syntactic reanalysis.

 
 


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