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When a description becomes a name: How forms of previous reference affect incremental processing

 Felicia Hurewitz and Henry Gleitman
  
 

Abstract:
The Gricean maxim of quantity states that speakers should be only as informative as necessary. According to Referential Theory (Altmann & Steedman, 1988), listeners expect definite NPs used with modifiers to presuppose a contrast within a contextually supplied set, and use such information to resolve ambiguity during sentence interpretation.

However, listeners must take into account not only the visual context of the scene, but also the discourse history of the conversation. Off-line studies have shown that speakers balance the Gricean maxim of quantity against a tendency to use the same form of reference repeatedly, even if it is over-informative. For example, something referred to as "the tall cup" earlier in the conversation may continue to be called "the tall cup", even when a second cup is no longer present (Brennan & Clark, 1996).

Using a head mounted eye-tracker, we measure RT latencies to target objects. Subjects were instructed to touch various objects with a pointer (e.g., Touch the tall cup). Replicating previous studies (Sedivy et al., submitted), we find that listeners are guided by such Gricean expectations when interpreting sentences containing adjectival modifiers: They more rapidly identify the referent for the tall cup in an environment where there are two cups contrasting in size, rather than a single cup. In addition, we find that listeners are faster to look at the correct target (e.g., the tall cup) when they have previously heard an identical description of the target (the tall cup) rather than a different description (the styrofoam cup), or no previous description.

This result sheds light on what qualifies as a felicitous use of a modifying adjective in on-line processing. Listeners evidently have several criteria for evaluating adjectival use, with one being how the item was labeled in the course of conversation. Referential shifts, of the type used in the different name condition, actually exert a processing cost in situations where there is no contextual support for the shift. Overall, our results suggest that the alternative items present in the visual scene and the specific form of reference to the target items in the discourse interact to determine how on-line processing decisions proceed.

References

Altmann, G., & Steedman, M. (1988). Interaction with context during human sentence processing. Cognition, 30, 191-238.
Brennan, S. E., & Clark, H. H. (1996). Conceptual pacts and lexical choice in conversation. Journal of Experimental Psychology: Learning, Memory and Cognition, 22, 482-1493.
Sedivy, J., Tanenhaus, M., Chambers, C., & Carlson, G. (submitted). Achieving incremental semantic interpretation through contextual representation.

 
 


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