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The role of overt case on parsing in Polish

 Anita Nowak
  
 

Abstract:
Many theories of parsing have tried to answer the question of what influences parsing decisions at the point of local syntactic ambiguities. This study investigates a part of this very complex issue, namely the influence of overt case marking on parsing decisions at points of case ambiguities in Polish. Specifically, I will address two questions:

1. Does the Case Hierarchy (Nominative > Accusative > ...) or do general parsing principles govern initial structure analysis at points of ambiguity, and

2. Do lexical cases and structural cases behave alike in early parsing?

Using intuitions about processing preferences and processing complexity elicited from six native speakers of Polish, I will offer preliminary answers to these questions.

Case Theory distinguishes two types of cases which show different syntactic behaviors: structural and lexical. Grammatical case principles have to take this distinction into account. As for structural case, Gorrell and Gunter (1997) showed for German that in examples where an NP was ambiguously marked for Nominative or Accusative and could be taken as a sentential conjunction in the former case or as a conjoined NP in the latter, the subjects preferred conjoined NPs. Hence, structural principles, such as Minimal Attachment (Frazier, 1978, 1987; Frazier & Fodor, 1978; Frazier & Clifton, 1997; de Vincenzi, 1991; and others) take precedence in initial parsing decisions over a structural case hierarchy. The same sentences reconstructed in Polish yield similar results: in ambiguous examples, the parser is initially guided by the structural principles, as the simpler structure is chosen over a case higher on the structural case hierarchy.

The remaining question is the influence of lexical case principles on initial parsing. In effect, lexical case requirements are specified in the lexical entry of each item that assigns a lexical case. Upon encountering such an assigner, the parser should thus know that an NP with the appropriate case must be present. Therefore, I propose the following Lexical Case Preference Principle: the predicted lexical case is satisfied as soon as possible. I identified several examples in Polish where relevant ambiguities exist. They all show that this principle is employed early in parsing. One of these examples is illustrated below: the preposition od 'from' selects for a Genitive object. To test whether the lexical case requirement must be satisfied immediately, I constructed sentences with two NPs marked for Genitive following the preposition od, one was the head noun of that preposition and the other was a possessive:

The sentence in (1) is globally ambiguous: the prepositional phrase can be understood as from grandma's friend, or from friend's grandma. The lexical case principle would demand that the first NP be the head noun, bearing the Genitive assigned by the preposition. This prediction was confirmed when the noun phrases inside the relevant prepositional phrase are made longer. These examples and others will be discussed in the poster, alongside with otherfactors influencing the lexical case assignment, such as phrase length and focus. Formal experiments and further research need to be done to verify the importance of the lexical case principle on the initial parsing.

 
 


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