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The parser need not keep track of contingent frequencies: A lexical account of the English determiner/complementizer ambiguity

 Edward Gibson and Susanne Tunstall
  
 

Abstract:
Tabor, Juliano & Tanenhaus (TJT, 1997) presented a series of experiments that they interpret as demonstrating that the human sentence processor is keeping track of contingent frequencies in ambiguity resolution. TJT showed 1) that the preferred resolution of the English complementizer/determiner ambiguity of the word "that" is towards the determiner sentence-initially, but towards the complementizer following a verb, and 2) that the post-verbal preference for the complementizer reading holds even when the subcategorization of the verb makes this interpretation impossible: in (1) "that" is read more slowly than the control "those".

(1) The women visited that/those beautiful garden(s) to see the wide variety of roses.

TJT hypothesized from this second finding that the human language processor treats contexts following verbs similarly.

An alternative to TJT's account of these results is a combination lexical (unigram) frequency/structural complexity approach, like that of Gibson (1998). The word "that" is much more frequent as a complementizer than as a determiner overall (independent of context), so lexical frequency always favors the complementizer reading in this approach. Post-verbally the complementizer is favored because of this lexical frequency; structural complexity has no preference: Two syntactic heads (a noun and a verb) are required to complete the input as a sentence under both the complementizer and determiner readings. Sentence-initially, however, structural complexity favors the determiner reading, because only two syntactic heads are required to form a sentence from a sentence-initial determiner (a noun and a verb), versus three from a sentence-initial complementizer (a noun and two verbs). If the structural complexity preference outweighs the lexical frequency preference, the observed results follow.

Contrary to TJT, this approach predicts the word "that" should be processed slowly relative to "those" in all contexts, not just post-verbally. Two self-paced word-by-word reading experiments were conducted to test this prediction. Experiment 1 crossed determiner-type (that, those) and preceding-category (verb, preposition), as in (1) and (2):

(2) The women in that/those beautiful garden(s) will soon be photographed.

TJT's hypothesis predicts an interaction, with the "that" condition being slower than the "those" condition following a verb but not following a preposition. The results were as predicted by the lexical frequency approach: the "that" conditions were read more slowly than the "those" conditions in both verbal and prepositional environments (60 subjects, 20 items, p<.05 by subjects and items), with no suggestion of an interaction.

Experiment 2 compared "that" and "those" sentence-initially:

(3) That/Those experienced diplomat(s) would be very helpful to the lawyer.

TJT's contingent frequency approach predicts no difference between the "that" and "those" conditions here. The results supported the lexical frequency approach: the "that" condition was significantly slower than the "those" condition immediately on the determiner (32 subjects, 24 items, p<.01 by subjects and items).

We therefore conclude that the difference between "that" and "those" initially observed by TJT is a lexical frequency effect independent of context. Furthermore, because TJT's evidence was the strongest source of evidence in favor of models which track contingent frequencies, the hypothesis that the parser keeps track of such frequencies needs to be re-evaluated.

 
 


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