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Processing Of Deep And Surface Anaphora

 Arild Hestvik
  
 

Abstract:
According to Hankamer and Sag (1977), there is a distinction between surface anaphora (SA) and deep anaphora (DA). SA are exemplified by reflexive pronouns, traces, and VP-ellipsis, whereas DA are exemplified by expressions such as "do it", "do so", "the same thing". Antecedents of SA are determined by and highly contrained by the syntactic form of the expressions containing them and anteceding them, whereas DA find their antecedents in non-syntactic, propositional discourse representations, and are therefore less constrained by grammatical form. In terms of sentence processing, this leads to the expectation that SA should show evidence of highly automatic and reflexive processing (i.e show immediate antecedent reactivation), whereas DA resolution should be more sensitive to context effects and have a "drawn out" time course for anaphora resolution, a characteristic of slower and less automatic higher cognitive processing. We examined these predictions with several experiments using behavioral and electrophysiological measures of the time course of antecedent reaccess. An all-visual lexical decision RT experiment was run to replicate the finding by Nicol and Swinney (1989) that reflexive pronouns immediately reactivate their antecedents. Subjects were presented with Norwegian sentences illustrated in (i) on a word-chunk by word-chunck basis, and the probe word appeared displaced on the screen in either the temporal position 1 (before the anaphor) or 2 (immediately after the anaphor). Subjects had to determine whether the probe was a word or a non-word by pressing a button as fast as possible. An ANOVA with probe position as group factor and probe relation as within-subject factor revealed a significant main effect of probe relation, F(1,34)=7.82, p < .011 (mean RT to related probes: 820ms; to unrelated probes: 865ms). Furthermore, RTs to related probes was significantly shorter than RTs to unrelated probes in position 2, and RTs to related probes was significantly shorter in position 2 than in position 1, as verified with t-tests (p < .005 and p < .045). Thus, Norwegian reflexives immediately reactivate their antecedents.

Another experiment similar in design was run but with the Norwegian deep anaphor "gjoere det" ('do so/do it') instead of a reflexive pronoun, and with probe positions before the anaphor, immediately after the anaphor, and in a "down-stream" position 1000 ms after the onset of the anaphor to test for late reactivation (see (ii)). We here found no effect of probe relation immediately after the anaphor or in the downstream position. Thus, the Norwegian deep anaphor shows no immediate antecedent reactivation effect.

In addition, an ERP experiment was conducted with stimuli from the surface anaphora reflexive experiment, partly in order to explore the suitability of this measure for reaccess studies, and partly to provide a possibly more finegrained data about the time course of reactivation. In this experiment, subject were watching the sentence being presented on a screen, and the probe was flashed in a displaced position as in the RT-experiments. Subjects were however instructed to delay their word/non-word decision until the end of the sentence. We expected that if a probe was unrelated to the information activated by the reflexive, a semantic incongruity effect should be generated, and an N400 should occur. If the probe was related, however, no semantic inconguity effect was expected. Data were analyzed in difference waveforms (ERPs to unrelated minus related probes) as mean amplitudes in time ranges. Amplitudes at Cz in the time ranges 400-500, 500-600 and 600-700 ms were significantly negative from zero in position 2, only (one-tailed t-tests, ps < .033, .022 and .013, respectively). These effects evidence that ERPs are sensitive to reaccess of the antecedent to reflexives.

 
 


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