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Does the parser search for traces?

 Sandra Muckel and Thomas Pechmann
  
 

Abstract:
Languages that allow for word order variation pose a challenge for language processing models. The question is how the parser handles the integration of a dislocated constituent into the syntactic structure. There are two alternative points of view: the syntax-first and the lexicalist approach. According to the syntax-first position (Clifton & Frazier, 1989), the parser interprets a dislocated constituent as filler and searches actively for a trace or "gap". In contrast, the lexicalist approach (Pickering & Barry, 1991) claims that the parser does not make use of traces at all but associates the dislocated constituent directly with the main verb.

Most studies in this area focus on dislocated direct objects. In an SVO language like English the base position of the direct object follows the verb immediately. Thus one may argue that it is not obvious that any effects observed in the trace position are due to the trace itself and not to the preceding verb. Clahsen & Featherston (1998) conducted a study on the processing of German scrambling sentences. German is an SOV language where the trace position of the direct object immediately precedes the verb. The authors found a cross-modal priming effect in the trace position and interpret this finding in favour of the syntax-first approach.

However, in our opinion this conclusion is not unequivocal. As Bader (1996) has demonstrated, listeners of German do not delay their syntactic analysis until they have encountered the verb. We suggest that listeners anticipate the position of the verb and reactivate the candidates for the verb's argument structure in advance. In order to avoid the possible confusion of trace position and anticipation of the verb's argument structure we investigated German ergative constructions with neutral focus which are a critical case for deciding between gap-filling and direct association approaches. We compared two kinds of sentences:

(1) Topicalization of the DP marked for nominative:
Der Krug(i) ist [einem jungen Richter des Berliner GeRICHTS t(i) zerbrochen.]F
the+NOM jug+NOM is a+DAT young+DAT judge+DAT the+GEN Berlin+GEN court+GEN broken
'The jug is broken by a mistake of a young judge of the Berlin court.'

(2) Topicalization of the DP marked for dative:
Dem Richter(i) ist [t(i) ein bunter Krug aus schwerem STEINgut *t(i) zerbrochen.]F
the+DAT judge+DAT is a+NOM colourful+NOM jug+NOM of heavy+DAT earthenware+DAT broken
'By a mistake of the judge a colourful jug made from heavy earthenware is broken.'

Whereas in (1) the position before the main verb is a trace position (t(i)), in (2) it is not (*t(i)). Thus only an effect in the position before the verb in sentence type (1) would provide empirical evidence for the syntax-first approach. This conclusion would not be verified if the effect occurs in both sentence types. We put this to test in a cross-modal priming experiment measuring lexical decision times for identical and unrelated targets both in the position before the verb as well as in a control position.

Bader, M. (1996): Sprachverstehen : Syntax und Prosodie beim Lesen. Opladen: Westdeutscher Verlag.
Clahsen, H. & Featherston, S. (1998): Antecedent priming at trace positions: Evidence from German scrambling. Essex Research Reports in Linguistics, 23.
Clifton, C. & Frazier, L. (1989): Comprehending sentences with long-distance dependencies. In G. N. Carlson & M. K. Tanenhaus (eds.): Linguistic structure in language processing. Dordrecht: Kluwer.
Pickering, M. & Barry, G. (1991): Sentence processing without empty categories. Language and Cognitive Processes, 6, 229-259.

 
 


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