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Prosodic boundaries, comma rules, and brain responses: The closure positive shift in the ERP as a universal marker for prosodic phrasing

 Karsten Steinhauer, Kai Alter and Angela D. Friederici
  
 

Abstract:
In a recent study we demonstrated that prosodic boundaries in natural speech are processed immediately by listeners, and guide further sentence analysis (Steinhauer, Alter, and Friederici, 1999a). The processing of such boundaries was reflected in a large positive going ERP component, the closure positive shift (CPS). Here we present new data pointing to the universal characteristics of the CPS as a physiological correlate of phonological sentence phrasing in both listeners and readers.

The first follow-up study with written sentences had suggested that commas elicit a qualitatively different ERP component, namely a negative slow wave rather than a CPS (cf. CUNY'99). However, the negative slow wave was preceded by a small CPS-like positivity, and both components turned out to be more prominent in 11 subjects accustomed to comma insertion at the respective sentence position. Subjects used to deviant punctuation rules (N=13) showed both smaller ERP effects and reduced comma susceptability in the behavioral data. This finding seems to indicate an intra-individual relationship between punctuation habits and comma perception. The next reading experiment revealed that the comma-induced negative slow wave reflected strategic expectancy-related processing due to a garden-path condition whereas the preceding CPS-like positivity reflected comma processing proper and was independent of the sentence type. Thus, commas seemed to trigger a similar processing as prosodic boundaries in spoken language, however subvocally and depending on the punctuation rules of the respective reader (Steinhauer et al., 1999b).

To further validate the hypothesis that commas trigger prosodic phrasing subvocally and thus elicit a CPS-like positivity in the ERP, we conducted another ERP experiment in which participants had to replicate a previously heard prosodic pattern during reading. Subjects first listened to a pure 'sentence melody' that was stripped of any lexical information with a special filtering procedure (PURR). Half of these prosodic patterns contained an additional prosodic boundary. After a short pause interval, subjects were instructed to replicate this melody during the silent reading of a visually presented (word-by-word) sentence without punctuation. Although the written word sequence always allowed this sentence melody mapping, the syntactic structure of the sentence was either compatible or incompatible with the number of prosodic boundaries.

Both the prosodic boundaries in the pure melody and the boundaries replicated during reading elicited CPS-like positive ERP components which resembled those found for comma perception. Thus, the CPS appears to be a universal on-line reflection of both overt and covert phonological sentence phrasing independent of the input modality.

Steinhauer, K., Alter, K., Friederici, A.D. (1999a) Brain responses indicate immediate use of prosody in natural speech processing. Nature Neuroscience, 2, 191-196.
Steinhauer, K., Alter, K., & Friederici, A.D. (1999b) Are commas equivalent to prosodic boundaries? - Evidence from brain potentials. In S. Bagnara: Proceedings of the European Conference on Cognitive Science (ECCS), Siena, Italy, October 1999 (357-362). Roma: Instituto di Psicologia - Consiglio Nazionale delle Ricerche.

 
 


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