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Local Structural Ambiguity

 Whitney Tabor and Bruno Galantucci
  
 

Abstract:
Most current theories of sentence processing assume that parses are built incrementally under the guidance of phrase-structure rules and (in some cases) other grammatical constraints. Consequently, the debate about serial versus parallel processing has focused on cases of initial substring ambiguity. But there is another kind of ambiguity that warrants consideration: local ambiguity, or ambiguity of a noninitial substring that is disambiguated by preceding material. The prediction that the parser should be sensitive to local structural ambiguity distinguishes connectionist models (e.g., Elman, 1991) and some statistical models involving smoothing (e.g. Charniak, 1993) from the standard models based on incremental, grammatically-consistent parsing. If the parser is immediately sensitive to local ambiguity as well as to initial ambiguity, then parallelism of an especially inclusive sort may underlie parsing.The simplest case is local lexical ambiguity. It has long been known that multiple interpretations of syntactically ambiguous lexical items can support priming even when prior context selects a single reading (Tanenhaus et al., 1979). Such effects are predicted by models which assume an activation-based lexicon, but require no new assumptions about parsing proper. Recently, Tabor and Richardson (1999) found that local ambiguity involving two words in sequence ("...fire truck..." in example 1) slowed readers down in word-by-word self-paced reading relative to a nonambiguous control ("...hire truck..."). The two-word local ambiguities suggest that the parser is involved but since the two words form a lexical compound, the result could also stem from an activation-based lexicon model.

Two new word-by-word self-paced reading experiments support the hypothesis that local ambiguity involving nonlexical multi-word sequences can influence the parser. Experiment 1 considered the local ambiguity of sequences like "the waitress served pea soup" in the reduced versions of sentences like (2). The reduced versions of (2) were both read more slowly than the unreduced, but the reduction effect with an ambiguous embedded verb ("served") was significantly greater than with an unambiguous ("given") for the region of words 7-8 (f1(1, 41) = 9.58, p < .005; f2(1, 17) = 6.13, p < .05). These results suggest that readers were distracted by the clausal interpretation of words 3, 4, 7(ambig), 8, 9 even though this interpretation is ruled out by the preceding syntax. Experiment 2 considered the local ambiguity of sequences like "rolls with the punches" in sentences like (3). These words form an idiom, but the idiomatic reading is ruled out by the preceding syntax. In this case reading times during the local ambiguity (words 4-7) were FASTER in the ambiguous versions ("...rolls...") than the nonambiguous ("...tarts..."), though the result was significant in both subject and item analyses only when we limited consideration to 14 idioms with identical syntactic structure (f1(1, 30) = 13.79, p < .001; f2(1, 13) = 5.44, p < .05). This result is aligned with evidence that idioms are processed faster than nonidiomatic controls (Gibbs, 1986), but it is a surprising case because the idiom interpretation is categorically ruled out by the preceding context.These cases together suggest that the parser engages in a more inclusive structural parallelism than is standardly assumed.

(1) We feared they would fire/hire truck drivers without consulting the union.

(2) Katya watched the waitress (who was) served/given pea soup by the trainee.

1 2 3 4 5 6 7 8 9 10 11 12

(3) Grandma served the rolls/tarts with the punches for a snack on Saturday.

1 2 3 4 5 6 7 8 9 10 11 12

 
 


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