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Electrophysiological Correlates of Lexicon and Grammar: Evidence from Inflectional Morphology

 Michael T. Ullman, Aaron Newman, Roumyana Izvorski and Helen Neville
  
 

Abstract:
Language requires a mental lexicon of the memorized sounds and meanings of words, and a mental grammar of rules that underlie the predictable composition of lexical forms into larger words, phrases, and sentences. On a modular view, the two language capacities are separable, with the lexicon dependent upon left temporal-lobe structures, and aspects of grammar upon left frontal structures (1, 2). A contrasting perspective holds that a single associative memory with broad anatomic distribution subserves all words and rules (3, 4).

These opposing viewpoints have been difficult to resolve, in part because the investigation of grammar has focussed on syntactic computations in sentence processing, which are difficult to match against tasks probing lexical processes. For example, distinct Event-Related Potential (ERP) components are associated with syntactic processing (an early Left Anterior Negativity [LAN] and later positivity [P600]) and with lexical-semantic processing (a central negativity [N400]). However, the conditions by which they are elicited are quite different, for example word-order violations as compared to conceptually unexpected words.

We therefore investigated the domain of morphology, which is well-suited for a matched comparison of lexical and combinatorial processes. On a modular view, highly productive morphophonological processes such as regular -ed-suffixation are computed by grammar in left frontal regions, whereas largely unproductive patterns, such as those found among irregular past-tenses, are memorized and are dependent upon left temporal-lobe structures (1, 2). A competing view holds that all forms depend on associative memory (3).

We recorded ERPs while right-handed men viewed sentences with and without violations of lexical-semantics, of syntactic phrase-structure (after 5), and of regular and irregular past-tense morphology (e.g., Yesterday I walk over there; Yesterday I dig a hole.) (see 6, 7).

In an early time window (300-500 ms), violations of regular morphology and phrase-structure yielded LANs. Violations of irregulars and lexical-semantics yielded negativities that were significantly more posterior than those associated with regulars and phrase-structure, respectively. The negativity associated with irregulars had a left temporal-occipital focus that was significantly more left-lateralized than the N400 associated with lexical-semantics.

In a later time window (600-800 ms), violations of regulars, irregulars, and phrase-structure, but not of lexical-semantics, yielded P600-like positivities. Intriguingly, the positivity associated with irregulars was significantly more anterior and laterally right-shifted than that associated with phrase-structure violations. This finding, in conjunction with the left posterior focus of the earlier negativity associated with irregulars, appears consistent with the idea that violations of irregulars lead to the temporally overlapping activation of N400 and P600 neural generators, and that, due to additivity effects (see 8), the associated scalp distributions of these negative and positive components are largely canceled out, leaving spatially distinct maxima.

These data (i) indicate that productive (regular) and unproductive (irregular) morphological processes are associated with distinct electrophysiological correlates; (ii) suggest that the processing of regular (but not irregular) morphophonology and of syntax share a neural (and functional) substrate, as revealed by LANs; (iii) are consistent with the view that syntactic violations of tense (for both regular and irregular verbs) as well as of phrase-structure activate the generator(s) of the P600, suggesting common processing mechanisms; and (iv) appear to support the view that violations of irregular morphology and lexical-semantics activate generator(s) of the N400, suggesting a shared substrate, which is rooted in left temporal-lobe structures (9).

 
 


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