From Towards a Science of Consciousness 3         Section 9: Phenomenology        CogNet Proceedings


Essential Dimensions of Consciousness: Objective, Subjective, and Intersubjective

Frances Vaughan


The process of evolution and growth toward wholeness can be observed to proceed through various stages of differentiation and integration. For example, cells divide and differentiate and are subsequently integrated in a complex organism. At this relatively early stage of consciousness research it therefore seems appropriate to give careful attention to differentiating objective, subjective and intersubjective approaches, with the intention of including all three in a truly integral vision.

Objective approaches study the world of objects-out there. Science provides information about an observable, material universe. Even the brain, as distinguished from mind, can only be studied as an object. Subjective approaches, on the other hand, study the invisible inner world of the psyche which can only be understood through introspection, interpretation and intersubjective dialogue. Intersubjective approaches can also be subdivided into those that are concerned with the exploration of values and meaning, those that are focused on interpersonal relationships, distinguishing between what Martin Buber characterized as I-thou rather than I-it relationships, and those that examine shared cultural values. The more subtle distinctions in the subjective and intersubjective domains may only be apparent to trained observers who have undertaken serious inner work or contemplative disciplines. Intersubjective approaches are particularly relevant to understanding cultural diversity and deepening the dialogue between researchers devoted to objective and subjective approaches.

Common ground

Before examining these distinctions more closely, we will review some of the factors that objective, subjective and intersubjective approaches to consciousness studies have in common. Each of them is interested in knowledge and the discovery of truth. Every method therefore demands integrity and honesty on the part of the investigator.

All claim to be empirical in the sense of being based on experience, but they do not necessarily agree on the definition of empiricism. Objective approaches that claim to be scientific rely primarily on sensory data, measurement and analysis. Since the social sciences that study subjective phenomenological descriptions of experience tend to be viewed as "soft" sciences in our culture, they also try to be objective in an effort to gain credibility.

All three approaches, objective science, subjective introspection and intersubjective discourse, are subject to injunction, verification, and confirmation by other trained observers. Each approach has its own methods of validation. In other words, we need to remember that each method requires specialized training, and expertise in one domain does not imply expertise in another.

Even within the field of psychology the divisions between behavioral scientists predominantly concerned with the measurement, prediction and control of behavior, and the more introspective proponents of existential and transpersonal psychology concerned with value, meaning and purpose in human life, can be difficult to bridge. Unfortunately people often disparage what they do not fully understand or appreciate.

Objective, subjective and intersubjective approaches to studying consciousness all include rational, emotional, and intuitive modes of knowing. Although intuition and emotion are often perceived as belonging exclusively to the domain of the soft social sciences, objective sciences also rely on the subjective intuition and emotional motivation of investigators.

Any approach can be discussed in objective, descriptive language, but inquiring into the depths of inner experience calls for interpretation and intersubjective dialogue that includes feelings and intuition. Validity in this domain depends, not on objective descriptions, but on the authentic expression of subjective reality. Authenticity, truthfulness, and sincerity are necessary for intersubjective explorations of depth and mutual understanding.

Epistemological pluralism


In order to make the dialogue between these three approaches to the study of consciousness more meaningful, it seems advantageous to acknowledge an epistemological pluralism in which different modes of knowing, appropriate to these different domains, can be complementary rather than competitive.

We can begin by differentiating three basic modes of knowing: namely sensory, rational and contemplative. These correspond roughly to knowledge of body, mind and spirit. They also correspond to the eye of the flesh, the eye of the mind, and the eye of the soul. Each mode is subject to injunction, verification and confirmation by trained observers. A person trained in only one domain may be quite unaware of the training required in the other domains for adequate evaluation of truth claims.

The problem of scientism arises when scientists believe their discipline is the only valid way of knowing, while being completely ignorant of the stages of development and training required for an adequate understanding of either philosophical discourse or contemplative insight. Communication accross categories can therefore be very challenging. A scientist knows very well that we can easily be fooled by our senses. Likewise, anyone can be fooled by unschooled attempts at introspection. Even within these broad categories of epistemology people may have difficulty understanding each other. Furthermore, even within one discipline we find people who cannot communicate with each other because their expertise is so specialized. For example, I recently heard two microbiologists commenting on each other's work, each acknowledging that they did not understand what the other was doing. Certainly psychologists sometimes have difficulty understanding each other, and religious practitioners rarely try to understand other faiths. One microbiologist pointed out that while science is literal, art, aesthetics, and spirituality all require interpretation, and this is always vague and messy. He said, "As a scientist I want to know what is definite! But to be true to myself and my internal compass I have tried to develop an I-Thou relationship to my higher Self. This seems unscientific, but it has changed my life."

An integrative approach to consciousness studies calls for dialogue with others whose training and experience may be different from our own, with mutual respect and an open mind. No one of us will be able to cover all the bases. Yet the fact that we may not be trained in all three modes of knowing does not justify dismissing other modes as irrelevant or unimportant. Ken Wilber (1998) points out that the integration of art (subjective phenomenology), morals (intersubjective ethics), and science (objective, concrete occasions) requires that each be recognized in its own right. These three domains cannot be reduced to a single category.

Insofar as the scientific method consists of injunction, apprehension and confirmation, it applies not only to objective, but also to subjective and intersubjective domains. Although transpersonal psychologists have done some mapping of the inner world of consciousness, much work remains to be done in this area. Scholars such as Ken Wilber (1995), Stanislav Grof (1998), and Charles Tart (1983) have attempted to map states and stages of consciousness that transcend the ordinary waking state.

Wilber (1993) points out that it is a mistake to confuse prerational states with transrational states, the former referring to nonrational beliefs and assumptions about reality evident in magical thinking and dogmatic mythological belief systems. Transrational states, on the other hand, refer to those states that transcend and include reason. In prerational states, aesthetics, ethics and science are not yet differentiated. It is the transrational traits and states that need to be investigated further in order to deepen our understanding of the relationship between subjective, objective and intersubjective approaches to studying consciousness.

Many people have observed that humanity is at a crossroads and is undergoing a spiritual crisis. Despite incredible technological advances and a wealth of new information about the brain, we have yet to learn how to cultivate those qualities of consciousness that are sorely needed, such as wisdom, compassion, and loving kindness. In spite of a wealth of knowledge about physiology, many dimensions of consciousness remain a mystery. We have a tremendous amount of information about the biological mechanisms underlying consciousness, but very little understanding of individual conscious experience. Scientific methodologies that are well suited to the investigation of the mechanistic questions of consciousness are inadequate for investigating qualities of subjective experience. Even the distinctions betweeen the context, content, and process of consciousness are often overlooked. In a recent interview following a meeting of the European College of Consciousness Studies, the Swiss pharmacologist Albert Hoffmann commented that people need a deep spiritual basis for their lives-not dogma or belief, but experience. He said that many young people are looking for meaningful experiences. The happiness and satisfaction they seek is spiritual, not material. When there are no sanctioned paths for this exploration, they sometimes pursue experiences of nonordinary states of consciousness irresponsibly or inappropriately.

The scientific investigation of altered states of consciousness continues, despite being hampered by illicit drug use and ensuing legislation. For example, Stan Grof's work with holotropic breathing has opened a number of people to a deeper awareness of transpersonal realms of the psyche that are usually inaccessible to our ordinary waking state. The popularity of shamanic practices as well as eastern disciplines of yoga and mediation all attest to the strong and widespread interest in the subjective exploration of nonordinary states of consciousness.

To date a number of different approaches to consciousness studies have been cataloged (Wilber 1997). Among them are the following:

  • Cognitive science and neuropsychology.

  • Phenomenology and introspection.

  • Depth psychology and psychotherapy.

  • Developmental psychology.

  • Psychosomatic medicine and mind body healing.

  • Nonordinary states of consciousness.

  • Contemplative disciplines-East and West.

  • Subtle energies and quantum theories.
  • Each of these investigative approaches has made important contributions to the field. All of them, in addition to others that may be developed, should be included in an integral view. However, each method offers only a partial perception of the whole. Scholars need to be aware that each perception is partial.

    Distinctions


    Science tries to describe what is, studying and measuring what can be observed. Religion, on the other hand has traditionally taken the role of telling us what should be, and what values constitute the good life. It offers a creed, a code of ethics, and a community. Science deals with the visible outer world, religion with the invisible inner world. Both worlds need to be included in an integral view of consciousness.

    Another distinction that is becoming widely acknowledged is the distinction between spirituality and religion. Perhaps the most succinct way of differentiating them is to say that spirituality refers to subjective experience of the sacred, while religion refers primarily to tradition and organized institutions.

    By directing attention to what is, science usually assumes that we inhabit a pregiven world. Claiming to gather objective data from a pregiven world, it does not tell us anything about meaning, intention or values, since these cannot be located in the external world except by inference. These require interpretation and intersubjective dialogue to be discerned. As Huston Smith has said, meaning slips through the instruments of science as the sea slips through the nets of the fisherman.

    A postmodern constructivist view argues that our perceptions of the world are constructed and context dependent. This is at least partly true and certainly must be taken into account in studying consciousness. How we perceive the reality that is given, how we experience it and respond to it is largely dependent on our subjective interpretations and cultural mind set. What we believe about reality tends to be reflected and validated by our experience. Consequently experience reinforces beliefs and beliefs shape experience. We are inevitably shaped and affected by our culture, community and interpersonal expectations. We are also the shapers of that environment and culture. In psychotherapy, for example, healing often occurs as a result of new experiential learning in relationship. When the therapeutic relationship provides a safe context in which dysfunctional defenses can be dropped, new ways of seeing oneself and the world can be explored.

    Objective domain


    Objective approaches have, up to now, dominated the field of consciousness studies. I will not attempt to examine them here as they are widely acknowledged. I would only like to point out that one can be objective about the inner world and the outer world, the individual and the collective. What objective approaches have in common is that they split the observer from what is observed and describe phenomena in I-it language. Objective approaches therefore describe only observable surface phenomena-the appearance of things. Objectivity does not have depth or meaning. This does not imply that it is not useful or valuable, but only that it is limited. Unfortunately, those who are devoted to objective science are sometimes unaware of its limitations.

    Subjective domain


    I first became interested in studying consciousness in an effort to learn about how the mind works and to understand my own experience better. I have devoted most of my attention to the subjective and intersubjective domain, as I have found that it is often overlooked or discounted in a culture that is dominated by scientific materialism. Whereas medicine addresses primarily the physical dimensions of healing, transpersonal psychology attempts to integrate the physical, emotional, mental, and spiritual dimensions of wellbeing, regarding them all as essential to a person's health and wholeness.

    In my own work as a psychotherapist, I have had the opportunity to witness the deepening of inner experience in many people's lives, and I have, time and again, observed that, not only are the body and the emotions inextricably interconnected, but that inner work can be profoundly healing. I have sometimes described my work as helping people untie the knots in their psyches. Sometimes I see it as soul work. Physical symptoms are often alleviated, but the interventions are psychological rather than biochemical. We know that physical health, including attention to diet and exercise, can have a positive effect on our emotions. Yet even when we know what we should do in this regard, we do not always do it. The motivation for change is rooted in our emotions-our desires, our hopes and fears, and our beliefs about what is possible.

    Intersubjective dialogue in psychotherapy is the means of healing old emotional wounds and developing latent potentials. Inner work may be emotional, cognitive and/or spiritual. Sometimes it is a kind of remedial education that draws out subjective experience in order to reclaim and reintegrate what has been repressed or rejected and facilitate growth toward wholeness.

    The idea of multiple intelligences is now widely discussed. Humans seem to develop at different rates along different lines. For example, emotional intelligence may or may not be correlated with IQ as it is usually measured. Physical, emotional, cognitive, and moral development may proceed at different rates and highly developed skills in one area are not necessarily indicative of maturity in other areas.

    Howard Gardner (1993) has mapped a number of different types of intelligence and we are all aware of differences between physical, emotional, mental, and spiritual maturity. Dan Goleman's (1995) work on emotional intelligence has brought attention to its importance for psychological health and wellbeing.

    Some characteristics of emotional maturity include:

  • The capacity to adapt to change.

  • The ability to deal constructively with reality and delay gratification.

  • Freedom from symptoms produced by tension and anxiety.

  • The capacity to find more satisfaction in giving than receiving.

  • The capacity to relate to others in a kind, consistent manner.

  • The capacity to sublimate and direct hostile energy into constructive outlets.

  • The capacity to love.
  • Lawrence Kohlberg's (1981) work on moral development draws distinctions between preconventional, conventional, and postconventional morality. While preconventional morality is focused only on looking out for number one, conventional morality is determined by what is acceptable to the group, and is governed by the rules and mores of society. Postconventional morality abides by conventional rules when it is appropriate to do so, but is not bound by them. Postconventional morality may be egocentric, sociocentric or world-centric, bearing in mind the wellbeing of the whole, as well as the individual and the social group. However, postconventional morality does not necessarily imply awareness of spiritual development.

    The area of spiritual intelligence is an additional domain in which very little research has been done, and yet is clearly needed in these times of spiritual hucksterism and competing religious ideologies. Emotional maturity and moral development may be necessary foundations for developing spiritual intelligence. If we are not to confuse prepersonal fusion with transpersonal integration, we need to map the full spectrum of consciousness across all domains of psychospiritual integration. We have only just begun to explore the implications of this work.

    Spiritual development includes and transcends moral development and emotional development. It, too, may be preconventional, conventional, or postconventional, egocentric, sociocentric, or worldcentric. Some popular forms of spirituality use spiritual principles to satisfy ego desires, to get whatever the person desires at a given time. Most religious institutions foster conventional morality. There are also many people who feel they have outgrown traditional institutional forms of religion and yet may be deeply spiritual in their orientation toward life.

    Stages of self


    Psychology offers many typologies of personality, and the wisdom traditions identify stages of spiritual development based on changing perceptions of self. The injunction "Know thyself" has multiple levels of depth. For example, a transpersonal map differentiates stages in which the self identifies with the the body, the ego, the soul, or pure awareness (Vaughan 1995). The following outline of stages of self-concept can be easily recognized both within and outside of spiritual traditions:

  • Ego: Identified exclusively with ego, the willful self seeks personal, social, and spiritual empowerment. The intentional self may turn attention to developing qualities of consciousness rather than simply focusing on external goals.

  • Soul: Identified with soul, the self may identify with being a seeker on a quest. At this stage the person may be inspired by love and devotion to spiritual teachers or mentors. Creativity and love relationships and connections to nature and inner peace become important. A person accepts both joy and sorrow, hardship and good fortune as an opportunity for learning, and is concerned with the wellbeing of others, recognizing that we are all connected. At this level consciousness may transcend time and space.

  • Spirit: The self identified with Spirit is at one with all being. All is Spirit or God, as in sahaj samadhi. Spirit is perceived as the ground and the goal of the path, and there is no more preoccupation with self. At this stage spirituality would be world-centric, no longer identified with a specific group, and no longer dividing the world into us and them. This is the domain of nondual mysticism. In the words of Zen master, Dogen:
    To study Buddhism is to study the self.

    To study the self is to forget the self.

    To forget the self is to be enlightened by all things.

    The development of spiritual maturity, intelligence, and freedom depend on the cultivation of love and wisdom. The spiritual path, as a metaphor for the unfolding of consciousness and self-knowledge, demands both inner work and action in the world. Each person begins the quest whenever they begin to ask the deeper questions about life's meaning. Sometimes the quest begins after a close encounter with death, or an experience of illness or depression or disappointment with the fulfillment of unsatisfying ego goals. Stages of faith that deepen awareness of inner realities lead to experience in which one's identity is no longer exclusively defined by the body-ego.

    In the subjective domain of consciousness research perhaps every investigator should be required to reflect on his or her own self-concept since that is the lens through which perception and interpretation is filtered. In the absence of self-awareness, self-deception may go undetected. And in the inner world of subjective consciousness, anyone may fall prey to illusions. The way of self-knowledge is fraught with pitfalls as well as possibilities. One anonymous Christian teaching says: "The concept of the self stands like a shield, a silent barricade before the truth. . . ."

    Intersubjective consciousness


    Two dimensions of intersubjective consciousness are interpersonal relationships and cross cultural dialogue. Intersubjective approaches to studying consciousness often call for holding different and even opposing views in a larger context that transcends narrow sectarianism. The development of vision logic, the capacity to hold an aperspectival view of relative realities and a network of interrelated ideas is particularly relevant in this domain.

    In the domain of interpersonal relationships, intersubjective consciousness is associated with I-Thou relationships rather than I-it relationships, in which another person is treated as an object. Love flows through I-Thou relationships. The depth and truth of another's being is recognized, not learned. A relationship in which one feels seen, heard, and known is a relationship in which mutual respect and a deep connection enables healing to occur. The value of healing relationships is widely recognized in the practice of psychotherapy, but healing relationships are by no means limited to the confines of the consulting room. The power of intersubjective consciousness is pervasive, even if unrecognized.

    Dialogues addressing intersubjective consciousness are necessarily culturally conditioned. Nobody grows up unconditioned. Everyone is subject to the social and cultural context in which each individual is embedded. How we address the problem of pure consciousness and whether we take a position for or against the notion of a universal experience depends in part on the depth and extent of mystical consciousness that has been subjectively experienced. Mystics from different traditions recognize each other. I think most would agree that having a mystical experience does not make a person into a mystic. As we take a closer look at the characteristics of mysticism we see that there are different types of mystical experience, although they share certain common characteristics. For example, nature mysticism, deity mysticism, formless mysticism, and nondual mysticism may all be transrational and partly ineffable, yet quite distinct. Experience is inevitably reduced when one tries to describe it in words. Language, being linear and temporal, is necessarily reductionistic. An untrained observer can rarely describe the depth and impact of a profound mystical experience.

    We see both the inner and the outer world through the filters of our own particular worldview. Images and inner visions-the contents of consciousness-are clearly culturally determined. For example Christians may see Jesus or the Virgin Mary, while Tibetans see Tibetan deities. We all tend to see what we look for, and overlook what we do not believe exists. In the inner world, what is palpably real to one person may appear to be an illusion to another. In the province of the mind what we believe to be true tends to become true in our experience. Intention and belief shape our experiences and we are all prone to self-deception unless we have a community of peers who can test our subjective experiences of nonmaterial realities. On the other hand, the community is not necessarily a safeguard, as we know from observing group delusions in religious cults or in the history of witch hunts.

    One of the essential elements in studying intersubjective consciousness is the necessity of holding an aperspectival view that allows for multiple points of view. Every individual exists, not just in one relationship, but in multiple relationships. We all exists in an intricate web of mutually conditioned relationships that affect us as much we affect them. The image of Indra's net, in which every jewel in the net reflects every other jewel is an apt metaphor for this domain. Furthermore, we are affected not only by multiple relationships but also by multiple ideas. The Buddha said, "We are what we think. With our thoughts we make the world." How we think about spirituality, interpersonal relationships, about who and what we are and what is possible for us as human beings affects everything we do. Intersubjective consciousness can constrict, limit and diminish us as human beings as easily as it can heal, uplift, and inspire us. We are usually much more attentive the food we put into our bodies than what we put into our minds. As we learn more about how intersubjective consciousness functions in our lives and how we each contribute to the quality of our collective mindstates, we may begin to understand that downward causation, the role of consciousness in shaping our world, is an untapped resource of astonishing power.

    Summary


    In conclusion, I want to reiterate the importance of epistemological pluralism, and giving equal attention to subjective, objective, and intersubjective dimensions of consciousness. To date the attention given to physiological correlates of consciousness has far outweighed attention to subjective, internal states. In order to deepen the dialogue between different approaches and support healing the split between the inner life of mind and spirit and our work in the world, it seems necessary to recognize and validate that which has been neglected and overlooked in a culture that has long been dominated by scientific materialism. My hope is that we can listen attentively and be open to learning from our differences as we continue to explore the evolution of consciousness and our part in the process.

    References


    Gardner, H. 1993. Multiple intelligences. New York: Basic Books.

    Goleman, D. 1995. Emotional intelligence. New York: Bantam Books.

    Grof, S. 1998. The cosmic game. New York: State University of New York Press.

    Kohlber, L. 1981. Essays on moral development. San Francisco: Harper.

    Tart, C. 1983. States of consciousness. El Cerrito, Calif.: Psychological Processes.

    Vaughan, F. 1995. Shadows of the sacred: Seeing through spiritual illusions. Wheaton, IL: Quest Books.

    Wilber, K. 1993. The pre/trans fallacy. In Walsh, R. and Vaughan, F. Paths beyond ego: The transpersonal vision. New York: Putnam.

    Wilber, K. 1995. Sex, ecology, spirituality: The spirit of evolution. Boston: Shambhala.

    Wilber, K. 1997. An Integral Theory of Consciousness. In Journal of Consciousness Studies, 4(1):71-92.

    Wilber, K. 1998. The marriage of sense and soul: The integration of science and religion. New York: Random House.